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Masters of Disaster

Stories of Risk, Ethics & Compliance. Host Leona Lewis interviews people about leadership, managing risk, ethics and compliance strategies for businesses, government, academia or society.
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Masters of Disaster
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Nov 20, 2017

K Royal is an attorney and compliance professional with 25 years of experience in the legal and health-related fields, which provides her a thorough perspective when implementing or overseeing programs globally. She is skilled in privacy laws, breach management, compliance, training, and program development. K has a particular interest in technology along with its challenges and opportunities. K is an adjunct professor at the Sandra Day O’Connor College of Law and is currently in the dissertation phase of her Ph.D. in Public Affairs. As an attorney, she has been recognized as a Forty-under-40 honoree for Phoenix, as an educational leader through the YWCA, one of the top pro bono attorneys in Arizona, a finalist in the Silicon Valley Corporate Counsel awards for the Rising Star category, Member of the Year for the Association of Corporate Counsel (40k members globally), and most recently named an Outstanding Women in Business by the Phoenix Business Journal.

Her areas of work mainly center around privacy and healthcare regulatory law, while her loves are civic education, youth outreach, diversity initiatives, and leadership training. Currently, K is Ms. North America Universal Elegance 2017 - something that fulfills a dream and banishes a nightmare (if you wish to know more, please contact K directly).

LINKS

K Royal  Ms.KRoyal@gmail.com

TrustArc  www.trustarc.com

Leona Lewis leonalewis@complyethic.com

Masters of Disaster® is the registered trademark of ComplyEthic Consulting, LLC in the United States.

 

 
Oct 31, 2017

Eden Gillot Bowe is a public relations professional known for her happy outlook and her "Do, or do not. There is no try." attitude toward life. She is CEO of a crisis and strategic communications firm, is a former business professor, and author of A Lawyer’s Guide to Crisis PR and A Board Member’s Guide to Crisis PR. Eden has featured in the LA Times, Wall Street Journal, NPR, the Washington Post, Forbes, and Financial Times' Agenda Week. 

 

LINKS 

Eden Gillott Bowe eden@gillottcommunications.com 

www.gillottcommunications.com 

Leona Lewis leonalewis@complyethic.com 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting, LLC in the United States. 

Oct 24, 2017

Compliance is a team sport, and building a network to share ideas, experience, and concerns is critical. The Society of Corporate Compliance and Ethics (SCCE) has played a big part in my growth as a professional and in my knowledge of the current state of the struggles and achievements of compliance practitioners. 

I got the chance to talk with Roy Snell, CEO of SCCE and HCCA (Health Care Compliance Association), on the role the annual meeting plays in the careers of compliance professionals. When SCCE started, it was important to form relationships and forward the sophistication and effectiveness of compliance professionals. SCCE created every possible forum for people to share information and educate each other, allowing a framework for the profession of compliance to grow. 

Personally, I am looking forward to the 2016 annual SCCE meeting, held in Chicago next month. Send me an email at leonalewis@complyethic.com if you would like to meet in Chicago at SCCE! 

The Society of Corporate Compliance and Ethics (SCCE) is a member-based association for regulatory compliance professionals. SCCE was established in 2004 and is headquartered in Minneapolis, Minnesota. SCCE provides training, certification, networking, and other resources to thousands of members. Our members include compliance officers and staff from a wide range of industries. The need for guidance in meeting regulatory requirements extends to a wide range of sectors, including academics; aerospace; banking; construction; entertainment; government; financial services; food and manufacturing; insurance; and oil, gas, and chemicals. The following observation from Roy Snell is found on the SCCE/HCCA website:  

One often wonders why HCCA, and then SCCE, all worked. It’s hard to know. Is it being in the right place at the right time or getting the right people involved? To me, it’s obvious that it is both. What has kept it going is a simple truth, that people who face significant challenges need to communicate with others facing similar challenges. Compliance professionals face huge challenges. The reason we continue to meet in ever-larger numbers is the very same reason the first call to Mary Dunnaway was made—to share compliance war stories and learn from each other. 

LINKS 

roy.snell@corporatecompliance.org 

2016 SCCE Chicago Conference Information http://www.complianceethicsinstitute.org/ 

SCCE official site http://www.corporatecompliance.org/ 

Masters of Disaster® is the U.S. registered trademark of ComplyEthic Consulting LLC 

Oct 17, 2017

Kate Bischoff, JD, SHRM-SCP, SPHR, is the Managing Principal of tHRive Law & Consulting.  She understands compliance as a balancing act between finding what works for a business and what is compliant.  During her career, Kate has seen people do and say some goofy and inappropriate things in the workplace. Regardless, she remains inspired by the many people doing their best to make an organization great. Kate is a frequent speaker on compliance topics. She also works with some of the most innovative companies using the best in cutting-edge techniques and technology to grow. 

 
LINKS 

 
Kate Bischoff kbischoff@thrivelawconsulting.com 
tHRive Law & Consulting https://thrivelawconsulting.com/ 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting, LLC in the United States. 

Oct 9, 2017

David Childers is Senior Vice President of Ethics & Compliance Initiative (ECI). He has a passion for solution-centric governance, risk and compliance software-as-a-service applications that enable customer success and peace of mind. He applies this passion and knowledge to build and scale organizations, enhance operations to return exceptional recurring client stickiness and drive positive long-term outcomes.  

 

About ECI  The Ethics & Compliance Initiative (ECI) is a membership organization committed to creating and sustaining high-quality ethics & compliance programs. With a history dating back to 1922, ECI brings together ethics and compliance professionals and academics from all over the world to share techniques, research and, most of all, exciting new ideas. 
 
ECI's professionals assists organizations in building strong cultures and developing high-quality Ethics & Compliance Programs. ECI is also the leading provider of independent research about workplace integrity, ethical standards, and compliance processes and practices in public and private institutions.     

 
LINKS 

 

David Childers  

ECI http://www.ethics.org 

Leona Lewis leonalewis@complyethic.com  www.complyethic.com 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States. 

Oct 3, 2017

Jonathan Armstrong is an experienced lawyer in the UK with a concentration on technology and compliance. His practice includes advising multinational companies on matters involving risk, compliance, and technology across Europe. He has handled legal matters in more than 60 countries involving emerging technology, corporate governance, ethics code implementation, reputation, internal investigations, marketing, branding and global privacy policies. Jonathan has counseled a range of clients on breach prevention, mitigation and response. He has also been particularly active in advising multi-national corporations on their response to the UK Bribery Act 2010 and its inter-relationship with the U.S. Foreign Corrupt Practices Act (FCPA).

Jonathan is one of three co-authors of the LexisNexis definitive work on technology law, “Managing Risk: Technology & Communications”. He is a frequent broadcaster for the BBC and other channels and appeared on BBC News 24 as the studio guest on the Walport Review.

In addition to being a lawyer, Jonathan is a Fellow of The Chartered Institute of Marketing. He has spoken at conferences in the U.S., Canada, China, Brazil, Singapore, Vietnam, the Middle East and across Europe. Jonathan qualified as a lawyer in the UK in 1991 and has focused on technology, risk and governance matters for more than 20 years. Jonathan was recently ranked as the 14th most influential figure in data security worldwide by Onalytica in their 2016 Data Security Top 100 Influencers and Brands Survey.

Jonathan is a Solicitor of the Senior Courts of England & Wales. In addition, Jonathan is admitted as a Solicitor in Ireland.

Jonathan Armstrong
Partner, Cordery Compliance
E: jonathan.armstrong@corderycompliance.com
T: +44 (0) 207 075 1784

Oct 2, 2017

Janet Lewis, Ph.D. is a career scientist working to help the public translate scientific findings into actionable steps with her organization Science2Action. She focuses on mitigating climate change and its impacts. Also, She has a particular interest in food production and availability, which is a critical concern as our environments become increasingly volatile. Janet has a Ph.D. in Plant Breeding and Genetics and recently moved to the coastal community of Sarasota, Florida. Janet would love to hear from those who share similar interests.  You can reach Janet on LinkedIn and by e-mail at lew.janet@gmail.com.     

 
LINKS 

 

Janet Lewis, Ph.D., lew.janet@gmail.com 

https://www.linkedin.com/in/janet-lewis-a5953759/ 

Leona Lewis leonalewis@complyethic.com  www.complyethic.com 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States. 

Sep 25, 2017

Chris Harvey is the Director of Recall Solutions at Stericycle.  Chris leads a team of recall strategists and works with clients to ensure flawless implementation and customer integration throughout the entire product recall process. Chris assists in the scoping, plan development and recall execution for a diverse set of industries, including pharmaceutical, medical device, food & beverage, and consumer products. 

Throughout his career, he has managed more than 1,000 recalls, including hundreds of high-profile recalls and withdrawals for the nation’s largest pharmaceutical and CPG companies. With his wide range of experience, Chris offers Stericycle clients proven and efficient solutions to challenges arising from every aspect of the recall process; from initial planning and preparation to the full-scale execution of a product recall. Additionally, Chris works with numerous law firms and PR firms across all industries to help their clients mitigate recall related risk. 

Chris is recognized as an expert in the recall industry and routinely speaks on best practices for recall planning and execution at trade shows, conventions, and conferences. Chris is a proud graduate of Purdue University, where he earned his Bachelor’s Degree in Law and Society. 

 
LINKS 

 

Chris Harvey, Director of Recall Solutions, Stericycle charvey@stericycle.com 

Stericycle Recall Solutions https://www.stericycleexpertsolutions.com/services/product-recall/  

Leona Lewis leonalewis@complyethic.com  www.complyethic.com 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States. 

Sep 19, 2017

The U.S. government estimates that ~40 percent of small companies never reopen after a weather-related disaster, so how will the vulnerability of Houston area companies, 99 percent of which are considered small businesses, impact the global supply chain long-term? Moreover, will Hurricane Irma hitting the Southeast so close to Hurricane Harvey’s devastation make the outcome even worse? 

As global weather events rankle major markets and disrupt the transportation of goods, Chloe Demrovsky, President and CEO of the Disaster Recovery Institute (DRI) International is available to speak with you or your team regarding: 

  • Impact of a region’s rate of recovery on the recovery of area companies and supply chains  
  • What can/should businesses that have lost part of their supply chain do 
  • Relationship between personnel policies (i.e., telecommuting) and supply chain resiliency 
  • Supply chain lessons learned from the global spate of weather-related disasters 

 

About Chloe Demrovsky 

Chloe is an expert in business continuity, a graduate-level professor at NYU, and a Certified Business Continuity Vendor (CBCV). She is well regarded as a leader in business resiliency and has presented at dozens of events across four continents, conducted on-site briefings for foreign government officials and government bodies on resiliency and recovery. 

 

About DRI International 

DRI International helps organizations prepare for and recover from disasters. The organization is focused on education and accreditation business continuity and related fields. DRI-accredited professionals are on the ground in Texas making sure people are safe and helping them get back to business. 

 
LINKS  

Chloe Demrovski, CEO, DRI International https://www.drii.org/   

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States. 

Sep 11, 2017
 
Sep 5, 2017
Ellen Hunt is Senior Vice President, Audit, Ethics & Compliance Officer, AARP. Ellen consistently elevates the importance of trust and ethical behavior by creating education programs to help leaders and employees make better ethical decisions. 

Ellen was featured as a Top Mind by Compliance Week in June of 2016 and named as one of the Top 100 Thought Leaders in Trustworthy Business for the last three years by Trust Across America.  In addition to being responsible for the day-to-day operations of the Ethics & Compliance Program for AARP, she has recently taken on responsibility for their internal audit function.  She has extensive experience in designing, implementing, and operating ethics and compliance programs including board governance reporting, designing ethics education, managing enterprise risk processes; as well as handling investigations and regulatory agency inquiries. She has transactional, litigation, and negotiation experience.  She has reported to and worked directly with Board of Directors, Chief Executive Officers, and the C-Suite.    

 
LINKS 

 

Ellen M. Hunt, J.D.  ehunt@aarp.org 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States. 

Aug 28, 2017

The 2017 Converge Conference with Keynote Speaker Hui Chen will be held October 3-5 in Denver, Colorado. More information at https://www.convercent.com/converge

Katie Smith serves as EVP and Chief Compliance Officer for Convercent. Bringing nearly 20 years’ experience from the high tech, energy, insurance and financial services industries, Katie has implemented ethics and compliance programs for multinational companies. Her professional passion flourishes in building compliance programs from the ground up and raising awareness throughout the company on the importance of proactive compliance and ethics management. 

Before joining Convercent, Katie most recently held the position of Assistant Vice President and Chief Ethics Officer at Texas-based Fortune 500 financial services group USAA. At the firm, she was primarily responsible for promoting ethics and strategic business initiatives; overseeing the development and implementation of ethics communications, policies, guidelines, and training. She served as a trusted internal consultant to leadership on matters of corporate ethics and investigation of suspected and reported violations of USAA’s Code of Conduct, related policies, and standards.

LINKS

Katie Smith  katie.smith@convercent.com  www.convercent.com

Converge Conference October 3-5, 2017 Denver, CO https://www.convercent.com/converge

Leona Lewis www.complyethic.com

 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States.

Aug 17, 2017

Ricardo Pellafone is Founder and Creative Director at Broadcat, a legal services firm making legal and compliance accessible to non-lawyers. Broadcat makes simple, graphic content that helps employees learn their legal and compliance obligations in seconds through visual content and infographics without having to sit in front of a computer or a training room. In graphics, Ricardo matches the risks with real tasks people need to perform, simplifying the message that needs to be delivered and allowing information to be quickly absorbed.

Broadcat’s new standardized compliance icons stand for the speed, efficiency, and simplicity of communication that Broadcat is known for. http://www.thebroadcat.com/products

Simplifying compliance content is not easy. It takes mastery of the legal content to tell people what they need to do to support compliance. In this interview, Ricardo explains what needs to be considered in to create effective training, in addition to enjoyable training. We also discuss governance of compliance programs and the difference between “communication” and “training.” Ricardo also gives listeners the very good advice to get out from behind their desks as much as possible to get to know the business people directly.

Broadcat can make learning about suspicious invoices simple and enjoyable.  See Broadcat’s work here http://www.thebroadcat.com/library/  Also, do not overlook Ricardo’s interview with Compliance and Ethics Professional, a copy of the interview is available here http://www.thebroadcat.com/s/March-CE-MagazineBroadcat-Cover.pdf

Ricardo Pellafone is a former Associate General Counsel WD, a Western Digital Compan,y where he built out WD's compliance investigations program and drove the content for communications and media efforts. He was also the first global compliance lawyer for the Mubadala Group, a job that was more fun than the phrase "compliance lawyer" suggests, leading investigations for a sovereign wealth company in Abu Dhabi.

 

LINKS

Broadcat http://www.thebroadcat.com/

Ricardo Pellafone ricardo@thebroadcat.com

Leona Lewis leonalewis@complyethic.com

www.complyethic.com

 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States.

Aug 7, 2017

Jay Rosen is Vice President, Business Development and Monitoring Specialist at Affiliated Monitors, Inc. He has over 30 years of experience in ethics & compliance, legal, translation, business services, investment banking and entertainment industries with Fortune 50 and Global 500 companies. He utilizes his deep industry knowledge and consultative approach to provide cost effective independent assessment and monitor solutions to corporate clients as well as individual practitioners.

Before joining Affiliated Monitors, Jay headed up Merrill Brink’s FCPA Investigations and Ethics and Compliance translation group.  He has over 8-years experience in assisting his clients with cross-border investigations as well as helping them localize their code of conduct and other mission critical English documents for their global colleagues.

Jay often speaks about best practices in Ethics and Compliance.  He has contributed guest articles to Tom Fox’s FCPA Compliance & Ethics Blog and the SCCE’s Compliance & Ethics Professional magazine.  Jay has been interviewed by the SCCE’s Compliance Videos series and has appeared on NYSE Governance Services Inside Compliance series.

For over a year, Jay Rosen has co-hosted the #1 weekly FCPA podcast, “This Week in FCPA” with Tom Fox.  Jay is also a commentator on the bi-weekly podcast “Everything Compliance” with Jonathan Armstrong, Tom Fox, Matt Kelly and Mike Volkov.  He has been interviewed on the “Masters of Disaster” podcast hosted by Leona Lewis as well as the “FraudCast” moderated by Alexis Bell.  Jay contributes his Weekend Read blog on LinkedIn.

In the fall of 2016, Jay received his CCEP (“Certified Compliance & Ethics Professional”) designation from the Society of Corporate Compliance and Ethics.

 

LINKS

Jay Rosen JRosen@affiliatedmonitors.com

www.affiliatedmonitors.com

Leona Lewis leonalewis@complyethic.com

www.complyethic.com

 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States.

Jul 17, 2017

Ryan Wahlund, J.D. is a business insurance and risk consultant with Marsh & McLennan Agency, Ryan builds strategic partnerships with clients focused on reducing their overall total cost of risk. He provides advice and insight into the challenges and exposures unique to their business operations and then works with them to develop solutions to mitigate and control these risks. He draws on his background and experience as a business attorney to gather the facts, evaluate the risks, and then structure a risk management strategy.

Ryan’s job focuses on building relationships and strategic planning. He measures success by the strength of his business relationships and how he can proactively help them. Ryan takes great pride in helping his clients reach their business objectives and goals, and in meeting someone new and building a relationship with them. Ryan currently serves as a member of the Bethel University National Alumni Board, and the BethelBiz Board of Directors. Outside of work, Ryan enjoys spending time with his wife and children. Ryan is also an avid outdoorsman and enjoys hunting, fishing, and camping.

 

LINKS

Ryan Wahlund, J.D. +1 612 746 8558

ryan.wahlund@marshmma.com

Leona Lewis leonalewis@complyethic.com

www.complyethic.com

 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States.

Jun 26, 2017

Tom Fox is the Compliance Evangelist™. He has practiced law in Houston for 34 years. He was most recently the General Counsel at Drilling Controls, Inc., a worldwide oilfield manufacturing and service company. He is now one of the country’s leading experts on compliance, risk management, and corporate governance.

Tom is the author of the international best-selling books “Lessons Learned on Compliance and Ethics” and “Best Practices Under the FCPA and Bribery Act” as well as ten other books, including his series Fox on Compliance. His seminal work on the design, creation and implementation of a best practices compliance program is Doing Compliance, was published by Compliance Week in October 2015. His most recent book is 2016 – The Year in Corporate FCPA Enforcement: Cardinal and Provident was released in May 2017. He is an internationally recognized speaker on corporate compliance programs. 

Tom leads the social media discussion on compliance with his award-winning blog, The FCPA Compliance and Ethics Blog and seven podcasts; The FCPA Compliance Report, Compliance into the Weeds, Everything Compliance, This Week in FCPA, 12 O’clock High-a Podcast on Business Leadership, One Month to Operationalizing Your Compliance Program series and Unfair and Unbalanced-with Roy Snell. 


LINKS

Tom Fox tfox@tfoxlaw.com  advancedcompliancesol.com

Leona Lewis www.complyethic.com

 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States.

Jun 19, 2017

Deb Gabor was born to brand. She is the CEO of Sol Marketing, a brand strategy consultancy obsessed with building winning brands. She is also the author of “Branding is Sex,” a bestselling book exposing individuals and organizations to the practice of developing the deep emotional bonds that drive irrational loyalty for consumer, business, and personal brands. Since 2003, Deb and the Sol Marketing team has led brand strategy engagements for organizations ranging from international household names like Dell, Microsoft, and NBC Universal, to digital winners like Allrecipes, Cheezburger, HomeAway and RetailMeNot, and dozens of early-stage tech and digital media titans.Through Investorpitches.com, a division of Sol Marketing, hundreds of startup founders have benefited from Deb’s wizardry for crafting pitches that entice investors to open their wallets to the tune of up to $100 million.

A displaced Midwesterner, Deb’s current home base is Austin, Texas, where she enjoys 300-plus days of sunshine and the best BBQ west of the Mississippi. You can reach Deb and the Sol team at SolMarketing.com and InvestorPitches.com.


LINKS

Deb Gabor deb@solmarketing.com

Sol Marketing http://solmarketing.com/

Leona Lewis www.complyethic.com

 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States.

Jun 12, 2017

Tim Elemes is CEO of Huber Advisors, based in Hugo, MN. Tim has over thirty years of business experience, ranging from new product development, operations management, service delivery management, business impact analysis, IT disaster recovery, and business continuity oversight and planning. Before joining Huber Advisors, Tim has guided the creation of continuity plans for multiple companies, such as Allianz Life Insurance, I.C. System and AmeriPride Services. Since joining Huber Advisors, the company has branched into risk assessments and management, cloud-based recovery solutions, in addition to their flagship offering – the creation of comprehensive Business Continuity Plans.


LINKS

Tim Elemes INFORMATION@HUBERADVISORS.COM

Huber Advisors  http://huberadvisors.com/

Leona Lewis www.complyethic.com

 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States.

May 22, 2017

Amy McDougal is a Founding Director and Corporate Secretary for the International Association of Independent Corporate Monitors. She is an attorney certified by the Society of Corporate Compliance and Ethics as a Corporate Compliance and Ethics Professional (CCEP). After graduating from Johns Hopkins University and Vanderbilt School of Law, she served as a Special Assistant United States Attorney and an Air Force Judge Advocate General, attaining the rank of Major. In her civilian career, she has served as in-house Associate General Counsel and General Counsel for mid-sized and small government contractors, respectively.

In 2013, Ms. McDougal established her company, CLEAResources, LLC, a Woman- Owned and VA-certified Veteran-Owned Small Business. “CLEAR” stands for “compliance, legal, ethics, and risk.” She assists organizations with development of the compliance and ethics infrastructure required by the Federal Sentencing Guidelines, Federal Acquisition Regulations, and other ethics and compliance statutory frameworks. Her team functions as out-sourced Chief Ethics and Compliance Officers for several companies.

 


LINKS

Amy McDougal  amy.mcdougal@clearesources.com

International Association of Independent Corporate Monitors  http://iaicm.org/

Leona Lewis www.complyethic.com

 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States.

May 15, 2017

Eric J. Conn is a founding partner of Conn Maciel Carey and Chair of the firm’s national OSHA Workplace Safety Practice Group. His practice focuses exclusively on issues involving occupational safety and health law.

Before founding Conn Maciel Carey, Mr. Conn was Head of an OSHA practice group that was honored as the “Occupational Health & Safety Law Firm of the Year” by Corporate INTL Magazine in its 2014 Global Awards. In 2013 and 2014, he was named a "Rising Star" by Washington, DC Super Lawyers, and was included in the Washington Post's Top Rated Lawyers list in Washington, DC.

Mr. Conn is also a popular speaker on OSHA and related legal issues and is often quoted as a leader in the field. He created the OSHA Defense Report Group on LinkedIn and can be found on Twitter as @OSHA_Guy.


LINKS

Eric Conn econn@connmaciel.com

Conn Maciel Carey http://www.connmaciel.com/

The OSHA Defense Report https://oshadefensereport.com/

Leona Lewis www.complyethic.com

 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States.

May 1, 2017

Katie Smith serves as EVP and Chief Compliance Officer for Convercent. Bringing nearly 20 years’ experience from the high tech, energy, insurance and financial services industries, Katie has implemented ethics and compliance programs for multinational companies. Her professional passion flourishes in building compliance programs from the ground up and raising awareness throughout the company on the importance of proactive compliance and ethics management. 

Before joining Convercent, Katie most recently held the position of Assistant Vice President and Chief Ethics Officer at Texas-based Fortune 500 financial services group USAA. At the firm, she was primarily responsible for promoting ethics and strategic business initiatives; overseeing the development and implementation of ethics communications, policies, guidelines, and training. She served as a trusted internal consultant to leadership on matters pertaining to corporate ethics and investigation of suspected and reported violations of USAA’s Code of Conduct, related policies, and standards.



LINKS

Katie Smith  katie.smith@convercent.com  www.convercent.com

Leona Lewis www.complyethic.com

 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States.

Apr 24, 2017

Scott Moritz is the Global Leader of Protiviti Forensic overseeing all event-driven white collar crime, misconduct and bribery investigations across Protiviti's 25 country footprint; anti-corruption (FCPA, UKBA etc. ) advisory, auditing and program remediation and fraud risk management advisory services. He has more than 30 years of investigative and regulatory compliance experience working with a variety of organizations, government and regulatory agencies to identify, triage, investigate and remediate a wide variety of risks. With extensive experience investigating transnational crime, corruption and money laundering, Scott is widely regarded as a leading authority on white collar crime, corruption and the evaluation, design, remediation, implementation and administration of corporate compliance programs, codes of conduct, training and internal audit programs.



LINKS

Scott Moritz  scott.moritz@protiviti.com

Leona Lewis www.complyethic.com

 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States.

Apr 17, 2017

Kristy Grant-Hart is an expert at transforming compliance departments into in-demand business assets.  She's the author of How to be a Wildly Effective Compliance Officer and Managing Director of Spark Compliance Consulting, a boutique consultancy focusing on the creation, energizing and optimization of corporate compliance and data privacy programs.  She is also an adjunct professor at Delaware Law School, Widener University, teaching Global Compliance and Ethics. 



LINKS

Kristy Grant-Hart www.compliancekristy.com

Leona Lewis www.complyethic.com

 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States.

Apr 10, 2017

Danielle Ewalt works with small businesses to improve results through better policies, procedures, and metrics.  Her experience has shown that documenting policies and procedures allows businesses be more nimble and able to improve financial results.

Documentation can be painful; it is not glamorous, does it pay off?  Managing business risk means being clear about the operations of your company.  Clarity requires writing stuff down in policies and procedures.  Both large and small companies justify skipping this step in the name of “freedom,”  but failing to write down procedures can lead to a lot of waste and organizational inflexibility.

Danielle is a Business Strategist that helps entrepreneurs take their business to the next level, decrease the overwhelm and give you back your freedom.  She has been an entrepreneur for over a decade and now gives you the compassionate kick in the pants you need to create the big, bold business and life you want.  You can find her at www.danielleewalt.com.

 

LINKS

Danielle Ewalt www.danielleewalt.com

Leona Lewis www.complyethic.com

 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States.

Feb 20, 2017

For 40 years, Joe Murphy, CCEP, has been a tireless champion of compliance and ethics in organizations and has done compliance work on six continents. Joe has published over 100 articles and given over 200 presentations in 19 countries.  Joe is author of 501 Ideas for Your Compliance & Ethics Program and A Compliance & Ethics Program on a Dollar a Day. He is a Certified Compliance & Ethics Professional and a member of the board of the Society of Corporate Compliance & Ethics. Joe was named one of The National Law Journal’s 50 Governance, Risk and Compliance Trailblazers and Pioneers 2014 and was a recipient of the SCCE Compliance and Ethics Award.

Joe and Rutgers Professor Jay Sigler wrote the first book on compliance programs, Interactive Corporate Compliance, in 1988, 3 years before the Sentencing Guidelines were issued. He was a founder of one of the world’s top online compliance training firms, Integrity Interactive (now part of SAI Global).  In 2010 Joe wrote the authoritative white paper on incentives as part of compliance programs, Using Incentives in Your Compliance & Ethics Program http://tinyurl.com/heaw3sl , which was cited in the DOJ/SEC FCPA guidance document. He is also Chair of the Advisory Board of the Rutgers Center for Government Compliance and Ethics.

 

LINKS

Joe Murphy JMurphy@compliancestrategists.com

http://compliancestrategists.com/pro/our-team/joseph-e-murphy/

Leona Lewis leonalewis@complyethic.com

www.complyethic.com

 

Masters of Disaster® is the registered trademark of ComplyEthic Consulting LLC in the United States.

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